The rise of AI and a shifting regulatory environment are challenging traditional approaches to securities litigation. We ...
On October 6, 2025, the U.S. Supreme Court denied a petition for certiorari in BDO USA,LLP v. New England Carpenters Guaranteed Annuity and Pension Funds, No. 24-1151, a closely watched case involving ...
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5 securities firms slapped with 3 bln-won fine over mis-selling of HK-tied derivatives
Five securities firms have been slapped a combined 3 billion won (US$2.1 million) in penalties over their mis-selling of equity-linked securities (ELS) products tracking Hong Kong's H Index, the ...
WHAT TO DO NEXT: To join the Oracle class action, go to https://rosenlegal.com/submit-form/?case_id=51135 or call Phillip Kim, Esq. toll-free at 866-767-3653 or email case@rosenlegal.com for ...
BOSTON, Dec. 18, 2025 /PRNewswire/ -- Capitol Securities Management, Inc., is pleased to welcome Steve Bliss to the firm. Steve joins us after a 45-year career on Wall St. Steve began his career as a ...
NEW YORK--(BUSINESS WIRE)--Why: Rosen Law Firm, a global investor rights law firm, announces an investigation of potential securities claims on behalf of shareholders of Coty, Inc. (NYSE: COTY) ...
Discover how the Series 23 exam, offered by FINRA, qualifies you as a general securities principal, testing your investment banking and regulatory knowledge.
Thompson Hine is hiring a team of six securities litigation and regulatory enforcement lawyers from UB Greensfelder, building on the recent growth of the Chicago office it opened in 2019.
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